Compliance Analyst
DSLD • Full Time
Posted on Tue, Jun 30, 2026
- Conduct compliance reviews, monitoring, and testing of mortgage origination, processing, underwriting, closing, and funding activities.
- Evaluate adherence to federal and state consumer financial protection laws and regulations, including but not limited to:
- TILA / Regulation Z
- RESPA / Regulation X
- ECOA / Regulation B
- HMDA / Regulation C
- SAFE Act
- State mortgage lending regulations
- Review loan files, disclosures, and operational processes for regulatory compliance.
- Identify compliance risks, document findings, and recommend corrective actions.
- Monitor and analyze new or changing laws, regulations, agency guidance, and investor requirements impacting mortgage operations.
- Assist in implementing regulatory and agency changes and processes across policies, procedures, systems, workflows, and training materials.
- Support internal audits, regulatory examinations, and third-party reviews.
- Track remediation efforts and validate corrective actions.
- Maintain compliance records and reporting documentation.
- Assist with drafting, reviewing, and updating company policies, procedures, and controls.
- Recommend enhancements to compliance and company processes and operational controls.
- Participate in company and compliance program initiatives.
- Assist with oversight of third-party vendors, service providers, and business partners to ensure compliance with applicable mortgage lending regulations and company standards.
- Participate in vendor compliance reviews, due diligence activities, and ongoing monitoring processes.
- Review vendor policies, procedures, controls, audit reports, and compliance documentation.
- Monitor vendor performance and identify potential compliance, operational, or regulatory risks.
- Support issue tracking, remediation efforts, and corrective action plans related to vendor findings.
- Coordinate with internal stakeholders, legal, risk management, procurement, and business units regarding vendor compliance matters.
- Assist with maintaining vendor management records, risk assessments, and reporting documentation.
- Support compliance reviews related to outsourced mortgage functions, including servicing, fulfillment, document management, and technology providers.
- High school diploma or equivalent required. Bachelor's degree preferred.
- 2-5 years of mortgage compliance, quality control, audit, risk, or related mortgage industry experience.
- Knowledge with Encompass, Vesta, or NContracts is a plus.
- Strong knowledge of federal and state lending regulations.
- Understanding of mortgage origination and/or servicing operations.
- Ability to interpret laws, regulations, and regulatory guidance.
- Strong analytical, organizational, and problem-solving skills.
- Excellent written and verbal communication abilities.
- High attention to detail and accuracy.
- Ability to manage multiple priorities and meet deadlines in a fast-paced environment.
- Proficiency with Microsoft Office applications, including Excel, Word, and PowerPoint.
- Experience with compliance management systems, audit tools, or mortgage platforms preferred.
- Ability to work independently and collaboratively across departments.
- Salary is based on experience
- DSLD Homes offers a benefits package for full-time employees that includes, but is not limited to, medical, dental and vision coverage, 401(k) with employer match, long term disability, life insurance, paid vacation and holidays.
- Please visit www.dsldhomes.com for more information.