Regulatory Compliance Analyst

Job Description

Regulatory Compliance Analyst
Downtown Toronto
Hybrid
7 am - 3 pm hours
Our client, a growing company located in the downtown core of Toronto is hiring! They are looking to hire a Regulatory Compliance Analyst to join its team. This role will have working hours of 7 am - 3 pm. Some hybrid work offered.
In this role the successful candidate will report to the managing director of the corporate services team. 

Duties & Responsibilities will include:

• Provides project or program support to a functional group or business process by relying on their expert knowledge of compliance regulatory systems such as SEDAR+, SEDI, OTC, OSC and others. 

• Monitors program/project/system status and timetables.

• Applies knowledge of and experience in company operations to assist in the development, implementation and administration of program/system guidelines and procedures. 

• Provides technical support, which may include program/system training, program/system documentation, data extraction, data review and tracking. 

• Acts as a subject matter expert on compliance rules and regulations

• Receives and processes compliance approval requests and provides proper documentation/communication for internal/external requests. 

• Be available to respond to occasional requests outside of assigned work hours.

• Requires full job knowledge of systems and procedures obtained through prior work experience or education. 
Requirements: 

• Minimum of 2 years of relevant experience.

• Strong knowledge with regulatory systems such as SEDAR+, SEDI, EDGAR, CSE and TSX/TSX-V.

• Excellent organizational skills and problem-solving skills—capacity to manage multiple priorities and tasks simultaneously; ability to work under pressure. 

• Interpersonal skills: exceptional verbal/writ

• Superior knowledge of Microsoft Office Suite more particularly Excel

• University degree or equivalent certification would be an asset but is not a requirement.

• Law Clerk, Law Associates, Paralegal diploma/degree, or Regulatory Compliance certification would be an asset but is not a requirement. 

• Background and/or education in the field of Canadian Securities Regulation and Canadian Regulatory Compliance would be an asset

Interested candidates should apply today! We thank all applicants for their interest in this role however only those selected for an interview will be contacted. Thank you for your interest in Linds & Associates Ltd.