Audit/Compliance Analyst : IV (Lead)

TWA Finance Analyst Associate is responsible for receiving, evaluating, and documenting approvals related to transactions with affiliates between SBNA and affiliated entities. The resource requires specialized knowledge of Regulation W and TWA operating policy and procedures. Job responsibilities include responding to requests relating to TWA Finance and Regulation W, providing guidance to the business on operating policy and procedures.

Responsibilities would include, but not be limited to:

Monitoring team mailbox for new TWA consults and transactions and providing preliminary responses and next steps

Assisting business and functional representatives with preparing standardized documentation for transactions requiring review in compliance with TWA Operating Policy

Data collection and preparation of quantitative limits monitoring

Preparation of monthly Key Performance Indicator reporting

Preparing agenda, meeting notes, and administrative documentation for TWA review group transaction approvals

Update and review of current TWA Finance procedure documentations to align to current TWA Operating Policy

Special projects as assigned (may include process improvement, supporting new business and strategic initiatives, etc.)

Core Requirements:

10-15 years of experience

Experience with Regulation W

Experience in Regulatory Reporting and Compliance

Bachelor's degree in accounting, Finance preferred

Ability to work independently

Ability to multi-task, work efficiently and meet strict deadlines

Ability to adjust to new developments/changing circumstances

Strong interpersonal and customer service skills required

Strong attention to details with an ability to analyse information quickly

Excellent written and oral communication skills

Location: US Remote

Duration: 12 weeks with possibility for extensions.