Head of Finance (PCF-11) and Executive Director (PCF-1)

Company Description

About MUFG Investor Services.

MUFG Investor Services is a trusted partner to many of the world’s largest public and private funds, providing asset servicing and operational solutions built for alternatives.

With over $1 trillion in client assets under administration, we offer fund administration, banking, payments, fund financing, foreign exchange overlay, corporate and regulatory services, custody, business consulting, and more. Operating from 17 locations worldwide, we help clients mitigate risk, enhance efficiency, and navigate the operational complexities of today’s investment management landscape. As a division of Mitsubishi UFJ Financial Group (MUFG), one of the world’s largest financial institutions with approximately $3 trillion in assets, we combine deep expertise with the strength and stability of a leading financial institution.

To learn more, visit us at www.mufg-investorservices.com.

Job Description

MUFG Investor Services (Ireland) Limited is seeking an experienced finance executive to join the Board of Directors and Executive Management Team as Head of Finance (PCF-11) and Executive Director (PCF-1) of a newly established Investment Firm. The successful candidate will be designated a CF1 under the Central Bank of Ireland's Fitness and Probity Regime, subject to regulatory approval.

This is a unique opportunity to combine Board-level leadership with responsibility for financial management, prudential oversight, capital management and regulatory reporting within a regulated MiFID investment firm.

As a member of the Board and Executive Management Team, you will play a key role in shaping the firm's strategy, governance framework and long-term growth while ensuring continued financial resilience and compliance with regulatory obligations. You will also act as a key liaison on financial and outsourcing matters between the Investment Firm and the wider MUFG Group.

Executive Director (PCF-1)

As a member of the Board of Directors and Executive Management Team, you will contribute to the strategic direction, governance and long-term success of the Investment Firm.

Board, Governance & Leadership

• Serve as a member of the Board of Directors and the Audit, Risk & Compliance Committee (ARCC).
• Support the maintenance of an effective governance and control framework aligned with regulatory expectations.
• Promote a culture of accountability, sound conduct and effective decision-making.
• Participate in key management forums, governance committees and escalation processes.

Strategy, Business Performance & Client Outcomes

• Contribute to the development and execution of the firm's strategic objectives and growth plans.
• Monitor performance against business and financial targets.
• Provide oversight and challenge regarding financial performance, capital, liquidity and risk matters.
• Support initiatives that enhance client outcomes and drive sustainable business growth.

Risk, Resilience & Operational Oversight

• Support the Board in maintaining a safe, sound and financially resilient organisation.
• Oversee the operational resilience framework, including business continuity arrangements.
• Contribute to the oversight of outsourcing, technology and strategic change initiatives.

Regulatory Oversight & Stakeholder Management

• Support relationships with regulatory authorities and key external stakeholders.
• Provide oversight of governance, assurance and internal control frameworks.
• Work closely with fellow Directors and senior stakeholders to ensure effective execution of strategic and regulatory priorities.

Head of Finance (PCF-11)

As Head of Finance, you will lead the Finance Function and maintain robust financial, capital and prudential frameworks for the Investment Firm.

Finance Leadership & Financial Management

• Lead the Finance Function and maintain effective financial governance, controls and risk management arrangements.
• Oversee budgeting, forecasting, profitability analysis, cost management and financial planning activities.
• Provide financial insight and recommendations to support strategic decision-making.
• Ensure responsibilities are discharged in line with the Individual Accountability Framework (IAF), SEAR and applicable regulatory requirements.

Financial, Prudential & Regulatory Reporting

• Lead the preparation and submission of all financial, prudential and regulatory reporting.
• Oversee management accounts, statutory financial statements and regulatory returns.
• Ensure accurate financial records and effective oversight of outsourced finance activities.
• Manage relationships with auditors, regulators, tax advisers and Group Finance stakeholders.

Capital, Liquidity & Prudential Risk

• Maintain oversight of capital adequacy, liquidity management and prudential risk frameworks.
• Monitor compliance with Own Funds requirements, regulatory obligations and internal risk appetite measures.
• Lead ICAAP, stress testing, recovery planning and maintenance of the Wind-Down Plan.
• Fulfil responsibilities relating to financial risks arising from climate change.

Board & Strategic Responsibilities

• Report regularly to the Board and ARCC on financial performance, capital, liquidity and key financial risks.
• Advise the Board and Executive Management Team on financial, prudential and strategic matters.
• Collaborate closely with Group stakeholders, banking partners and service providers to support the firm's objectives and future growth.

Qualifications

• A minimum of 10 years of professional experience in a senior finance role / director of finance role.
• Extensive experience at a MiFID investment firm in a regulatory finance role.
• Experience working as a senior professional in the financial services industry, preferably as a PCF 1 and PCF 11 in an investment firm.
• Previous approval for a PCF-11 with the Central Bank of Ireland or another EU regulator.
• A history of maintaining the appropriate Fitness and Probity Standards as defined by the Central Bank of Ireland.
• Experience with tax compliance matters.
• A proven ability to build strong working relationships with internal and external stakeholders.
• Strong leadership skills.
• Strong written and verbal communication skills - including the ability to communicate effectively with different stakeholders across the business and the group.
• Experience with IFRS 102 or IFRS in general.

• Professional qualifications:
  • Holding a fully recognised accounting qualification e.g. CA/ACCA/CPA or similar;  
  • Investment firm knowledge - Professional Certificate in Stockbroking.

Additional Information

What’s in it for you to join MUFG Investor Services?

Take a look at our careers site and you’ll find everything you’d expect from a career with the fastest-growing business at one of the world’s largest financial groups. Now take another look. Because it’s how we defy expectations that really defines us. You’ll feel that difference in all kinds of ways. Our vibrant CULTURE. Connected team. Love of innovation, laser client focus, and next-level LEARNING & DEVELOPMENT.

So, why settle for the ordinary? Apply now for a Brilliantly Different career.