Financial Analyst

The Regulatory Reporting Quality Assurance (RRQA) team performs objective, risk-based quality assurance over regulatory reporting processes and supports effective governance of the regulatory reporting control environment. Through process and control testing, conformance testing against regulatory reporting instructions, and transaction testing of underlying data, the team identifies risks, data quality issues, control gaps, findings, and improvement opportunities that could affect the accuracy, completeness, or compliance of regulatory reports. The team partners with Regulatory Report Owners, Technology, Data Governance, Service Management, and other stakeholders to communicate review results, support timely remediation, and strengthen regulatory reporting processes and controls. The team also continues to enhance its QA capabilities through risk-based methodologies, data analytics, automation, continuous monitoring, and emerging GenAI solutions.