Compliance Analyst (Regulatory & Risk Monitoring)

Join Our High-Performing Team

Be Part Of A High-Performing Team: Join a globally recognized financial institution known for its strong governance, risk management, and regulatory excellence. The Business Control Department plays a critical role in maintaining operational integrity across the Americas, ensuring adherence to evolving regulatory standards. The team operates in a highly structured, detail-oriented environment where collaboration across business units is essential to mitigate risk and strengthen compliance frameworks. This is a fast-paced setting with direct exposure to regulatory oversight, internal audits, and enterprise-wide policy enforcement initiatives.

What’s In Store For You

• Engagement: W2 only (no C2C/1099)
• Hybrid work environment based in New York City
• Opportunity to work closely with risk, audit, and regulatory teams within a major financial institution
• Exposure to enterprise-level compliance programs and regulatory frameworks
• Hands-on involvement in audits, investigations, and policy development

How You Will Make An Impact

• Evaluate internal processes to identify compliance gaps and potential risks
• Conduct audits and document findings with clear, actionable reporting
• Monitor regulatory updates and support policy and procedure enhancements
• Assist in investigations related to compliance breaches and recommend corrective actions
• Partner with cross-functional teams to ensure adherence to legal and regulatory standards
• Support compliance training initiatives to improve organizational awareness

Are you an experienced compliance and risk professional ready to make an impact?

• 5–7 years of experience in compliance, risk, audit, or regulatory roles
• Strong knowledge of regulatory frameworks such as SOX, GDPR, or similar
• Hands-on experience with risk assessments and internal audit processes
• Strong analytical and investigative skills with attention to detail
• Excellent written and verbal communication skills
• Proficiency in Microsoft Office and compliance or risk management tools
• Ability to handle sensitive information with discretion and professionalism